Unclaimed Profile

Ayaz Mahmud

WEST BRANCH CAPITAL LLC·AMHERST, Massachusetts

Series 3, Series 7, Series 9, Series 10, Series 63, Series 65, Series 66Clean record21 years registeredWEST BRANCH CAPITAL LLC

9 RESEARCH DRIVE, AMHERST, MA 01002CRD# 1094095Firm CRD# 133813

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ayaz Mahmud · AMHERST, MA

Registration

CRD #1094095 · WEST BRANCH CAPITAL LLC · 21 years registered

Brand Profile

Not yet started

Career History

WEST BRANCH CAPITAL LLC

Jan 2005 – present

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Series 66

Registration record

First registered · January 31, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEST BRANCH CAPITAL LLC

CRD 133813 · SEC 801-78332

AUM

$516M

Regulatory assets under management

Employees

1,238 client accounts

Services offered by WEST BRANCH CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEST BRANCH CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Ayaz Mahmud offer?

Ayaz Mahmud specializes in Financial Planning, Investment Management. Contact their office in AMHERST, Massachusetts for a consultation.

What are Ayaz Mahmud's credentials?

Ayaz Mahmud is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ayaz Mahmud located?

Ayaz Mahmud is based in AMHERST, Massachusetts, working with WEST BRANCH CAPITAL LLC. Their office serves clients in the AMHERST metropolitan area and surrounding communities.

How does Ayaz Mahmud charge for services?

Ayaz Mahmud's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEST BRANCH CAPITAL LLC?

WEST BRANCH CAPITAL LLC has approximately 11 employees and manages $516M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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