Unclaimed Profile

Mark Kimberley Traub

FINANCIAL COUNCIL ASSET MANAGEMENT INC·TOWSON, Maryland

SIE, Series 6, Series 63, Series 65, Series 72Clean record32 years registeredFINANCIAL COUNCIL ASSET MANAGEMENT INC

100 WEST ROAD, TOWSON, MD 21204CRD# 2285442Firm CRD# 110748

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Kimberley Traub · TOWSON, MD

Registration

CRD #2285442 · FINANCIAL COUNCIL ASSET MANAGEMENT INC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL COUNCIL ASSET MANAGEMENT INC

COMMONWEALTH FINANCIAL NETWORK

Apr 2009 – Aug 2023

TOWSON, MD

FSC SECURITIES CORPORATION

Feb 2009 – Apr 2009

TOWSON, MD

ADVANTAGE CAPITAL CORPORATION

Oct 1993 – Feb 2009

TOWSON, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Series 72

Registration record

First registered · October 13, 1993

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL COUNCIL, LLC

CRD 110748 · SEC 801-51360

AUM

$959M

Regulatory assets under management

Employees

1,456 client accounts

Services offered by FINANCIAL COUNCIL, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FINANCIAL COUNCIL, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Kimberley Traub offer?

Mark Kimberley Traub specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Mark Kimberley Traub's credentials?

Mark Kimberley Traub is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Kimberley Traub located?

Mark Kimberley Traub is based in TOWSON, Maryland, last registered with FINANCIAL COUNCIL ASSET MANAGEMENT INC.

How does Mark Kimberley Traub charge for services?

Mark Kimberley Traub's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL COUNCIL ASSET MANAGEMENT INC?

FINANCIAL COUNCIL ASSET MANAGEMENT INC has approximately 15 employees and manages $959M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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