Unclaimed Profile

Lee William Warner

THE L. WARNER COMPANIES, INC·TIMONIUM, Maryland

SIE, Series 6, Series 7, Series 22, Series 63, Series 65CFP ChFCClean record22 years registeredTHE L. WARNER COMPANIES, INC

9690 DEERECO ROAD, TIMONIUM, MD 21093CRD# 1008889Firm CRD# 108001

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee William Warner · TIMONIUM, MD

Registration

CRD #1008889 · THE L. WARNER COMPANIES, INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE L. WARNER COMPANIES, INC

THE L. WARNER COMPANIES, INC

Mar 2004 – Mar 2026

TIMONIUM, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 63

Series 65

Registration record

First registered · March 26, 2004

Years registered · 22

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE L. WARNER COMPANIES, INC

CRD 108001 · SEC 801-56965

AUM

$657M

Regulatory assets under management

Employees

300 client accounts

Services offered by THE L. WARNER COMPANIES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE L. WARNER COMPANIES, INC →

Introduction

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Frequently Asked Questions

What services does Lee William Warner offer?

Lee William Warner specializes in Financial Planning, Investment Management, Wealth Management.

What are Lee William Warner's credentials?

Lee William Warner holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lee William Warner located?

Lee William Warner is based in TIMONIUM, Maryland, last registered with THE L. WARNER COMPANIES, INC.

How does Lee William Warner charge for services?

Lee William Warner's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE L. WARNER COMPANIES, INC?

THE L. WARNER COMPANIES, INC has approximately 43 employees and manages $657M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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