Unclaimed Profile

Lewis D Baker

ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC·SILVER SPRING, Maryland

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record27 years registeredROCK CREEK WEALTH PLANNERS AND ADVISORS LLC

8607 CEDAR ST., SILVER SPRING, MD 20910CRD# 2543651Firm CRD# 298104

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lewis D Baker · SILVER SPRING, MD

Registration

CRD #2543651 · ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC · 27 years registered

Brand Profile

Not yet started

Career History

FARTHER

Jul 2024 – present

ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC

May 2019 – Oct 2024

SILVER SPRING, MD

COLISEUM WEALTH MANAGEMENT, LLC

Oct 2018 – Jun 2019

SILVER SPRING, MD

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Sep 2008 – Sep 2018

WASHINGTON, DC

BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Oct 2007 – Jul 2008

ELKRIDGE, MD

PIEDMONT INVESTMENT ADVISORS, LLC

Jan 2007 – Oct 2007

LANSDOWNE, VA

BAKER SCHILLING, INC.

Jul 2003 – Nov 2006

WASHINGTON, DC

LINSCO/PRIVATE LEDGER CORP.

Dec 2002 – Apr 2004

WASHINGTON, DC

MORGAN STANLEY

Aug 1999 – Dec 2002

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 4, 1999

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC

CRD 298104 · SEC 801-115087

AUM

$50M

Regulatory assets under management

Employees

450 client accounts

Services offered by ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC →

Introduction

Speak with Lewis

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lewis is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SILVER SPRING?

Browse all registered financial advisors in SILVER SPRING, Maryland or claim this profile if it's yours.

Browse SILVER SPRING Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Lewis D Baker offer?

Lewis D Baker specializes in Financial Planning, Investment Management. Contact their office in SILVER SPRING, Maryland for a consultation.

What are Lewis D Baker's credentials?

Lewis D Baker holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lewis D Baker located?

Lewis D Baker is based in SILVER SPRING, Maryland, working with ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC. Their office serves clients in the SILVER SPRING metropolitan area and surrounding communities.

How does Lewis D Baker charge for services?

Lewis D Baker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC?

ROCK CREEK WEALTH PLANNERS AND ADVISORS LLC has approximately 5 employees and manages $50M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →