Unclaimed Profile

William Brian Schwartz

BRONFMAN E.L. ROTHSCHILD, L.P.·ROCKVILLE, Maryland

Series 2, Series 7, Series 65, Series 66Clean record23 years registeredBRONFMAN E.L. ROTHSCHILD, L.P.

ONE PRESERVE PARKWAY, ROCKVILLE, MD 20852CRD# 2744450Firm CRD# 168095

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Brian Schwartz · ROCKVILLE, MD

Registration

CRD #2744450 · BRONFMAN E.L. ROTHSCHILD, L.P. · 23 years registered

Brand Profile

Not yet started

Career History

WEALTHSPIRE ADVISORS

Jan 2021 – present

WEALTHSPIRE ADVISORS

Sep 2015 – Dec 2020

POTOMAC, MD

HIGHLINE WEALTH MANAGEMENT, LLC

Mar 2008 – Dec 2015

BETHESDA, MD

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Mar 2003 – Mar 2008

VIENNA, VA

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 65

Series 66

Registration record

First registered · March 6, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTHSPIRE ADVISORS, L.P.

CRD 168095 · SEC 801-78179

AUM

$4.6B

Regulatory assets under management

Employees

2,366 client accounts

Services offered by WEALTHSPIRE ADVISORS, L.P.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHSPIRE ADVISORS, L.P. →

Introduction

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Frequently Asked Questions

What services does William Brian Schwartz offer?

William Brian Schwartz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ROCKVILLE, Maryland for a consultation.

What are William Brian Schwartz's credentials?

William Brian Schwartz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Brian Schwartz located?

William Brian Schwartz is based in ROCKVILLE, Maryland, working with BRONFMAN E.L. ROTHSCHILD, L.P.. Their office serves clients in the ROCKVILLE metropolitan area and surrounding communities.

How does William Brian Schwartz charge for services?

William Brian Schwartz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRONFMAN E.L. ROTHSCHILD, L.P.?

BRONFMAN E.L. ROTHSCHILD, L.P. has approximately 76 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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