Unclaimed Profile

Patrick Kenneth Carroll

OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC·ROCKVILLE, Maryland

SIE, Series 6, Series 7, Series 24, Series 51, Series 63CFP ChFC27 years registeredOBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC

2099 GAITHER RD. SUITE 110, ROCKVILLE, MD 20850CRD# 1073745Firm CRD# 168342

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Kenneth Carroll · ROCKVILLE, MD

Registration

CRD #1073745 · OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

MERIT FINANCIAL ADVISORS

Oct 2025 – present

OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC

Sep 2013 – Dec 2025

ROCKVILLE, MD

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Apr 1999 – Aug 2017

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · April 13, 1999

Years registered · 27

Professional designations · CFP, ChFC

Disclosure History

2004Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC

CRD 168342 · SEC 801-78523

AUM

$313M

Regulatory assets under management

Employees

864 client accounts

Services offered by OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does Patrick Kenneth Carroll offer?

Patrick Kenneth Carroll specializes in Financial Planning, Investment Management. Contact their office in ROCKVILLE, Maryland for a consultation.

What are Patrick Kenneth Carroll's credentials?

Patrick Kenneth Carroll holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Patrick Kenneth Carroll located?

Patrick Kenneth Carroll is based in ROCKVILLE, Maryland, working with OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC. Their office serves clients in the ROCKVILLE metropolitan area and surrounding communities.

How does Patrick Kenneth Carroll charge for services?

Patrick Kenneth Carroll's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC?

OBSIDIAN PERSONAL PLANNING SOLUTIONS, LLC has approximately 8 employees and manages $313M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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