Unclaimed Profile

Christopher Lee Cox

MARYLAND FINANCIAL GROUP, INC.·ROCKVILLE, Maryland

SIE, Series 7, Series 31, Series 63, Series 6525 years registeredMARYLAND FINANCIAL GROUP, INC.

2600 TOWER OAKS BOULEVARD, ROCKVILLE, MD 20852CRD# 2889383Firm CRD# 122320

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Lee Cox · ROCKVILLE, MD

Registration

CRD #2889383 · MARYLAND FINANCIAL GROUP, INC. · 25 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Apr 2025 – present

MARYLAND FINANCIAL GROUP, INC.

Dec 2006 – Jul 2025

ROCKVILLE, MD

FINANCIAL CONCEPTS UNLIMITED, INC.

Jul 2003 – Feb 2007

ROCKVILLE, MD

CITICORP INVESTMENT SERVICES

May 2001 – Apr 2003

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · May 17, 2001

Years registered · 25

Disclosure History

2003Customer Dispute·Closed-No Action

2001Customer Dispute·Settled

2000Customer Dispute·Denied

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MARYLAND FINANCIAL GROUP, INC.

CRD 122320 · SEC 801-99348

AUM

$1.1B

Regulatory assets under management

Employees

3,859 client accounts

Services offered by MARYLAND FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MARYLAND FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Christopher Lee Cox offer?

Christopher Lee Cox specializes in Financial Planning, Investment Management. Contact their office in ROCKVILLE, Maryland for a consultation.

What are Christopher Lee Cox's credentials?

Christopher Lee Cox is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Lee Cox located?

Christopher Lee Cox is based in ROCKVILLE, Maryland, working with MARYLAND FINANCIAL GROUP, INC.. Their office serves clients in the ROCKVILLE metropolitan area and surrounding communities.

How does Christopher Lee Cox charge for services?

Christopher Lee Cox's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARYLAND FINANCIAL GROUP, INC.?

MARYLAND FINANCIAL GROUP, INC. has approximately 40 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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