Unclaimed Profile

Dorothy C Sawyer

T. ROWE PRICE ADVISORY SERVICES, INC.·OWINGS MILLS, Maryland

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66, Series 99TOClean record15 years registeredT. ROWE PRICE ADVISORY SERVICES, INC.

4515 PAINTERS MILLS ROAD, OWINGS MILLS, MD 21117CRD# 2366560Firm CRD# 108958

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dorothy C Sawyer · OWINGS MILLS, MD

Registration

CRD #2366560 · T. ROWE PRICE ADVISORY SERVICES, INC. · 15 years registered

Brand Profile

Not yet started

Career History

T. ROWE PRICE ADVISORY SERVICES, INC.

Nov 2011 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 2010 – Oct 2011

PENNINGTON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Series 99TO

Registration record

First registered · December 10, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

T. ROWE PRICE ADVISORY SERVICES, INC.

CRD 108958 · SEC 801-58098

AUM

$2.6B

Regulatory assets under management

Employees

7,398 client accounts

Services offered by T. ROWE PRICE ADVISORY SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at T. ROWE PRICE ADVISORY SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Dorothy C Sawyer offer?

Dorothy C Sawyer specializes in Financial Planning, Investment Management. Contact their office in OWINGS MILLS, Maryland for a consultation.

What are Dorothy C Sawyer's credentials?

Dorothy C Sawyer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dorothy C Sawyer located?

Dorothy C Sawyer is based in OWINGS MILLS, Maryland, working with T. ROWE PRICE ADVISORY SERVICES, INC.. Their office serves clients in the OWINGS MILLS metropolitan area and surrounding communities.

How does Dorothy C Sawyer charge for services?

Dorothy C Sawyer's firm is compensated through percentage of aum, other: see schedule d. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is T. ROWE PRICE ADVISORY SERVICES, INC.?

T. ROWE PRICE ADVISORY SERVICES, INC. has approximately 58 employees and manages $2.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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