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Thomas Michael Kozlowski

LIGHTHOUSE FINANCIAL ADVISORS, INC.·NEW MARKET, Maryland
Clean recordLIGHTHOUSE FINANCIAL ADVISORS, INC.
164 WEST MAIN STREET, NEW MARKET, MD 21774CRD# 1535973Firm CRD# 118060

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Michael Kozlowski · NEW MARKET, MD
Registration
CRD #1535973 · LIGHTHOUSE FINANCIAL ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Michael Kozlowski is a registered financial advisor based in NEW MARKET, Maryland, affiliated with LIGHTHOUSE FINANCIAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
LIGHTHOUSE FINANCIAL ADVISORS, INC.
LIGHTHOUSE WEALTH MANAGEMENT
AUM
$462M
Regulatory assets under management
Employees
15
Total firm employees
View all advisors at LIGHTHOUSE FINANCIAL ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: PERCENTAGE OF PLAN ASSETS
Regulatory
SEC/IARD CRD# 1535973
Firm CRD# 118060
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Michael Kozlowski offer?
Thomas Michael Kozlowski specializes in Financial Planning, Investment Management. Contact their office in NEW MARKET, Maryland for a consultation.
What are Thomas Michael Kozlowski's credentials?
Thomas Michael Kozlowski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Kozlowski located?
Thomas Michael Kozlowski is based in NEW MARKET, Maryland, working with LIGHTHOUSE FINANCIAL ADVISORS, INC.. Their office serves clients in the NEW MARKET metropolitan area and surrounding communities.
How does Thomas Michael Kozlowski charge for services?
Thomas Michael Kozlowski's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LIGHTHOUSE FINANCIAL ADVISORS, INC.?
LIGHTHOUSE FINANCIAL ADVISORS, INC. has approximately 15 employees and manages $462M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LIGHTHOUSE FINANCIAL ADVISORS, INC.

Henry Lawrence Becker
NEW MARKET, MD
Andrew Paul Wilson
NEW MARKET, MD
Edward S Kozlowski
NEW MARKET, MD

More Advisors in NEW MARKET, Maryland

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CRABB FINANCIAL STRATEGIES, INC.·NEW MARKET, MD

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Nearby cities in Maryland
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Research
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