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Edward S Kozlowski

LIGHTHOUSE FINANCIAL ADVISORS, INC.·NEW MARKET, Maryland
SIE, Series 7, Series 66Clean record19 years registeredLIGHTHOUSE FINANCIAL ADVISORS, INC.
164 WEST MAIN STREET, NEW MARKET, MD 21774CRD# 5185902Firm CRD# 118060

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Edward S Kozlowski · NEW MARKET, MD
Registration
CRD #5185902 · LIGHTHOUSE FINANCIAL ADVISORS, INC. · 19 years registered
Brand Profile
Not yet started
01

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
Jul 2021 – present
LIGHTHOUSE WEALTH MANAGEMENT
Dec 2006 – Jul 2021
NEW MARKET, MD
SII INVESTMENTS, INC.
Oct 2006 – Oct 2012
NEW MARKET, MD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · October 19, 2006
Years registered · 19
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
LIGHTHOUSE FINANCIAL ADVISORS, INC.
CRD 118060 · SEC 801-68468
AUM
$462M
Regulatory assets under management
Employees
15
2,508 client accounts
Services offered by LIGHTHOUSE FINANCIAL ADVISORS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at LIGHTHOUSE FINANCIAL ADVISORS, INC. →
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05

Frequently Asked Questions

What services does Edward S Kozlowski offer?
Edward S Kozlowski specializes in Financial Planning, Investment Management. Contact their office in NEW MARKET, Maryland for a consultation.
What are Edward S Kozlowski's credentials?
Edward S Kozlowski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Edward S Kozlowski located?
Edward S Kozlowski is based in NEW MARKET, Maryland, working with LIGHTHOUSE FINANCIAL ADVISORS, INC.. Their office serves clients in the NEW MARKET metropolitan area and surrounding communities.
How does Edward S Kozlowski charge for services?
Edward S Kozlowski's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of plan assets. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LIGHTHOUSE FINANCIAL ADVISORS, INC.?
LIGHTHOUSE FINANCIAL ADVISORS, INC. has approximately 15 employees and manages $462M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LIGHTHOUSE FINANCIAL ADVISORS, INC.

Henry Lawrence Becker
NEW MARKET, MD
Andrew Paul Wilson
NEW MARKET, MD
CFP
Thomas Michael Kozlowski
NEW MARKET, MD
CFP

More Advisors in NEW MARKET, Maryland

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