Unclaimed Profile

Sean Ajay Moore

MOORE WEALTH LLC·FREDERICK, Maryland

SIE, Series 7, Series 66CFPClean record8 years registeredMOORE WEALTH LLC

50 CARROLL CREEK WAY, FREDERICK, MD 21701CRD# 5894573Firm CRD# 323374

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Ajay Moore · FREDERICK, MD

Registration

CRD #5894573 · MOORE WEALTH LLC · 8 years registered

Brand Profile

Not yet started

Career History

MOORE WEALTH

Apr 2023 – present

COMMONWEALTH FINANCIAL NETWORK

Jun 2018 – Apr 2023

FREDERICK, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · June 1, 2018

Years registered · 8

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MOORE WEALTH LLC

CRD 323374 · SEC 801-127484

AUM

$140M

Regulatory assets under management

Employees

538 client accounts

Services offered by MOORE WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MOORE WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does Sean Ajay Moore offer?

Sean Ajay Moore specializes in Financial Planning, Investment Management. Contact their office in FREDERICK, Maryland for a consultation.

What are Sean Ajay Moore's credentials?

Sean Ajay Moore holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sean Ajay Moore located?

Sean Ajay Moore is based in FREDERICK, Maryland, working with MOORE WEALTH LLC. Their office serves clients in the FREDERICK metropolitan area and surrounding communities.

How does Sean Ajay Moore charge for services?

Sean Ajay Moore's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MOORE WEALTH LLC?

MOORE WEALTH LLC has approximately 6 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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