Unclaimed Profile

Carter Shaffer

MONOCACY WEALTH MANAGEMENT, LLC·FREDERICK, Maryland

Series 65Clean record7 years registeredMONOCACY WEALTH MANAGEMENT, LLC

9099 RIDGEFIELD DRIVE, FREDERICK, MD 21701CRD# 6748338Firm CRD# 315979

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carter Shaffer · FREDERICK, MD

Registration

CRD #6748338 · MONOCACY WEALTH MANAGEMENT, LLC · 7 years registered

Brand Profile

Not yet started

Career History

MONOCACY WEALTH MANAGEMENT, LLC

Aug 2021 – present

XML FINANCIAL GROUP

Sep 2018 – Aug 2019

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · September 26, 2018

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MONOCACY WEALTH MANAGEMENT, LLC

CRD 315979 · SEC 801-122100

AUM

$100K

Regulatory assets under management

Employees

5 client accounts

Services offered by MONOCACY WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MONOCACY WEALTH MANAGEMENT, LLC →

Introduction

Speak with Carter

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Carter is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in FREDERICK?

Browse all registered financial advisors in FREDERICK, Maryland or claim this profile if it's yours.

Browse FREDERICK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Carter Shaffer offer?

Carter Shaffer specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in FREDERICK, Maryland for a consultation.

What are Carter Shaffer's credentials?

Carter Shaffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carter Shaffer located?

Carter Shaffer is based in FREDERICK, Maryland, working with MONOCACY WEALTH MANAGEMENT, LLC. Their office serves clients in the FREDERICK metropolitan area and surrounding communities.

How does Carter Shaffer charge for services?

Carter Shaffer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MONOCACY WEALTH MANAGEMENT, LLC?

MONOCACY WEALTH MANAGEMENT, LLC has approximately 2 employees and manages $100K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →