Unclaimed Profile

Nancy Rosenberg

SARGENT INVESTMENT GROUP, LLC·BETHESDA, Maryland

Clean recordSARGENT INVESTMENT GROUP, LLC

4920 ELM STREET, BETHESDA, MD 20814CRD# 7557388Firm CRD# 297499

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nancy Rosenberg · BETHESDA, MD

Registration

CRD #7557388 · SARGENT INVESTMENT GROUP, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Nancy Rosenberg is a registered financial advisor based in BETHESDA, Maryland, affiliated with SARGENT INVESTMENT GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

SARGENT INVESTMENT GROUP, LLC

SARGENT INVESTMENT GROUP

AUM

$1.1B

Regulatory assets under management

Employees

Total firm employees

View all advisors at SARGENT INVESTMENT GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Subscription fees

Regulatory

SEC/IARD CRD# 7557388

Firm CRD# 297499

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Nancy Rosenberg offer?

Nancy Rosenberg specializes in Financial Planning, Investment Management. Contact their office in BETHESDA, Maryland for a consultation.

What are Nancy Rosenberg's credentials?

Nancy Rosenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nancy Rosenberg located?

Nancy Rosenberg is based in BETHESDA, Maryland, working with SARGENT INVESTMENT GROUP, LLC. Their office serves clients in the BETHESDA metropolitan area and surrounding communities.

How does Nancy Rosenberg charge for services?

Nancy Rosenberg's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SARGENT INVESTMENT GROUP, LLC?

SARGENT INVESTMENT GROUP, LLC has approximately 13 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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