Unclaimed Profile

Brian Douglas Mcgregor

SARGENT INVESTMENT GROUP, LLC·BETHESDA, Maryland

SIE, Series 7, Series 55, Series 63, Series 65Clean record12 years registeredSARGENT INVESTMENT GROUP, LLC

4920 ELM STREET, BETHESDA, MD 20814CRD# 4694197Firm CRD# 297499

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Douglas Mcgregor · BETHESDA, MD

Registration

CRD #4694197 · SARGENT INVESTMENT GROUP, LLC · 12 years registered

Brand Profile

Not yet started

Career History

SARGENT INVESTMENT GROUP

Aug 2018 – present

WELLS FARGO CLEARING SERVICES, LLC

Oct 2014 – Aug 2018

WASHINGTON, DC

DEUTSCHE BANK SECURITIES INC.

Jul 2014 – Oct 2014

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 55

Series 63

Series 65

Registration record

First registered · July 14, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SARGENT INVESTMENT GROUP, LLC

CRD 297499 · SEC 801-113542

AUM

$1.1B

Regulatory assets under management

Employees

1,676 client accounts

Services offered by SARGENT INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SARGENT INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Douglas Mcgregor offer?

Brian Douglas Mcgregor specializes in Financial Planning, Investment Management. Contact their office in BETHESDA, Maryland for a consultation.

What are Brian Douglas Mcgregor's credentials?

Brian Douglas Mcgregor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Douglas Mcgregor located?

Brian Douglas Mcgregor is based in BETHESDA, Maryland, working with SARGENT INVESTMENT GROUP, LLC. Their office serves clients in the BETHESDA metropolitan area and surrounding communities.

How does Brian Douglas Mcgregor charge for services?

Brian Douglas Mcgregor's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SARGENT INVESTMENT GROUP, LLC?

SARGENT INVESTMENT GROUP, LLC has approximately 13 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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