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David Stephen Warner

WARNER FINANCIAL, INC·BETHESDA, Maryland
SIE, Series 6CFAClean record25 years registeredWARNER FINANCIAL, INC
4550 MONTGOMERY AVE, BETHESDA, MD 20814CRD# 4433138Firm CRD# 135303

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Stephen Warner · BETHESDA, MD
Registration
CRD #4433138 · WARNER FINANCIAL, INC · 25 years registered
Brand Profile
Not yet started
01

Career History

WARNER FINANCIAL, INC
May 2005 – present
WINDSOR FINANCIAL, LLC
Jan 2003 – Aug 2005
MCLEAN, VA
WINDSOR FINANCIAL GROUP, INC.
Jan 2001 – Mar 2003
BETHESDA, MD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Registration record
First registered · January 1, 2001
Years registered · 25
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WARNER FINANCIAL, INC
CRD 135303 · SEC 801-64223
AUM
$628M
Regulatory assets under management
Employees
4
699 client accounts
Services offered by WARNER FINANCIAL, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WARNER FINANCIAL, INC →
Introduction

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05

Frequently Asked Questions

What services does David Stephen Warner offer?
David Stephen Warner specializes in Financial Planning, Investment Management. Contact their office in BETHESDA, Maryland for a consultation.
What are David Stephen Warner's credentials?
David Stephen Warner holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is David Stephen Warner located?
David Stephen Warner is based in BETHESDA, Maryland, working with WARNER FINANCIAL, INC. Their office serves clients in the BETHESDA metropolitan area and surrounding communities.
How does David Stephen Warner charge for services?
David Stephen Warner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WARNER FINANCIAL, INC?
WARNER FINANCIAL, INC has approximately 4 employees and manages $628M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WARNER FINANCIAL, INC

Christopher Michael Warner
BETHESDA, MD
CFPCFA
Barbara Anne Warner
BETHESDA, MD
CFP

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