Unclaimed Profile

Daniel Joseph Novak

NOVAK FINANCIAL PLANNING LLC·BEL AIR, Maryland

SIE, Series 6, Series 7, Series 22, Series 26, Series 63CFPClean record28 years registeredNOVAK FINANCIAL PLANNING LLC

2231 OLD EMMORTON ROAD, BEL AIR, MD 21015CRD# 1316721Firm CRD# 109326

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Joseph Novak · BEL AIR, MD

Registration

CRD #1316721 · NOVAK FINANCIAL PLANNING LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NOVAK FINANCIAL PLANNING LLC

ALLWORTH FINANCIAL, L.P.

Sep 2021 – Jan 2025

Bel Air, MD

CADARET GRANT & CO INC

Feb 2008 – Dec 2009

BEL AIR, MD

NOVAK FINANCIAL PLANNING LLC

Jan 1998 – Oct 2021

BEL AIR, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 26

Series 63

Registration record

First registered · January 1, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NOVAK FINANCIAL PLANNING LLC

CRD 109326 · SEC 801-57319

AUM

$349M

Regulatory assets under management

Employees

1,369 client accounts

Services offered by NOVAK FINANCIAL PLANNING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NOVAK FINANCIAL PLANNING LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Joseph Novak offer?

Daniel Joseph Novak specializes in Financial Planning, Investment Management.

What are Daniel Joseph Novak's credentials?

Daniel Joseph Novak holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Joseph Novak located?

Daniel Joseph Novak is based in BEL AIR, Maryland, last registered with NOVAK FINANCIAL PLANNING LLC.

How does Daniel Joseph Novak charge for services?

Daniel Joseph Novak's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVAK FINANCIAL PLANNING LLC?

NOVAK FINANCIAL PLANNING LLC has approximately 5 employees and manages $349M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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