Unclaimed Profile

Carol A Novak

NOVAK FINANCIAL PLANNING LLC·BEL AIR, Maryland

Clean recordNOVAK FINANCIAL PLANNING LLC

2231 OLD EMMORTON ROAD, BEL AIR, MD 21015CRD# 1785964Firm CRD# 109326

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol A Novak · BEL AIR, MD

Registration

CRD #1785964 · NOVAK FINANCIAL PLANNING LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Carol A Novak is a registered financial advisor based in BEL AIR, Maryland, affiliated with NOVAK FINANCIAL PLANNING LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

NOVAK FINANCIAL PLANNING LLC

AUM

$349M

Regulatory assets under management

Employees

Total firm employees

View all advisors at NOVAK FINANCIAL PLANNING LLC →

Services

Financial planning

Portfolio management (individuals)

Background

Compensation

Percentage of AUM

Hourly charges

Commissions

Regulatory

SEC/IARD CRD# 1785964

Firm CRD# 109326

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carol A Novak offer?

Carol A Novak specializes in Financial Planning, Investment Management. Contact their office in BEL AIR, Maryland for a consultation.

What are Carol A Novak's credentials?

Carol A Novak is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol A Novak located?

Carol A Novak is based in BEL AIR, Maryland, working with NOVAK FINANCIAL PLANNING LLC. Their office serves clients in the BEL AIR metropolitan area and surrounding communities.

How does Carol A Novak charge for services?

Carol A Novak's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVAK FINANCIAL PLANNING LLC?

NOVAK FINANCIAL PLANNING LLC has approximately 5 employees and manages $349M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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