Unclaimed Profile

Yvonne Michele Scoggins

CURIO WEALTH, LLC·ANNAPOLIS, Maryland

SIE, Series 7, Series 9, Series 10, Series 63, Series 66Clean record22 years registeredCURIO WEALTH, LLC

721 MELVIN AVE, ANNAPOLIS, MD 21401CRD# 3183740Firm CRD# 328178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Yvonne Michele Scoggins · ANNAPOLIS, MD

Registration

CRD #3183740 · CURIO WEALTH, LLC · 22 years registered

Brand Profile

Not yet started

Career History

CURIO WEALTH, LLC

Jan 2024 – present

BAY POINT WEALTH

Jan 2020 – Feb 2024

ANNAPOLIS, MD

JSK FINANCIAL SERVICES LLC

Jan 2017 – Mar 2020

ANNAPOLIS, MD

CHARLES SCHWAB & CO., INC.

Aug 2003 – Jul 2015

ANNAPOLIS, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · August 22, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CURIO WEALTH, LLC

CRD 328178 · SEC 801-128998

AUM

$331M

Regulatory assets under management

Employees

1,044 client accounts

Services offered by CURIO WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CURIO WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Yvonne Michele Scoggins offer?

Yvonne Michele Scoggins specializes in Financial Planning, Investment Management. Contact their office in ANNAPOLIS, Maryland for a consultation.

What are Yvonne Michele Scoggins's credentials?

Yvonne Michele Scoggins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Yvonne Michele Scoggins located?

Yvonne Michele Scoggins is based in ANNAPOLIS, Maryland, working with CURIO WEALTH, LLC. Their office serves clients in the ANNAPOLIS metropolitan area and surrounding communities.

How does Yvonne Michele Scoggins charge for services?

Yvonne Michele Scoggins's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CURIO WEALTH, LLC?

CURIO WEALTH, LLC has approximately 10 employees and manages $331M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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