Unclaimed Profile

Thaddeus Norman Toal

RCS FINANCIAL PLANNING, LLC·ANNAPOLIS, Maryland

Series 7, Series 31, Series 66Clean record24 years registeredRCS FINANCIAL PLANNING, LLC

130 ADMIRAL COCHRANE DRIVE, ANNAPOLIS, MD 21401CRD# 4089665Firm CRD# 291678

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thaddeus Norman Toal · ANNAPOLIS, MD

Registration

CRD #4089665 · RCS FINANCIAL PLANNING, LLC · 24 years registered

Brand Profile

Not yet started

Career History

RCS FINANCIAL PLANNING, LLC

Feb 2018 – present

ROCKWOOD WEALTH MANAGEMENT, LLC

Jan 2009 – May 2018

ANNAPOLIS, MD

TRITON WEALTH MANAGEMENT, LLC

Sep 2004 – Dec 2008

ANNAPOLIS, MD

MEDALLION ADVISORY SERVICES, LLC

Feb 2002 – Oct 2004

ANNAPOLIS, MD

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · February 22, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RCS FINANCIAL PLANNING, LLC

CRD 291678 · SEC 801-112282

AUM

$199M

Regulatory assets under management

Employees

666 client accounts

Services offered by RCS FINANCIAL PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RCS FINANCIAL PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Thaddeus Norman Toal offer?

Thaddeus Norman Toal specializes in Financial Planning, Investment Management. Contact their office in ANNAPOLIS, Maryland for a consultation.

What are Thaddeus Norman Toal's credentials?

Thaddeus Norman Toal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thaddeus Norman Toal located?

Thaddeus Norman Toal is based in ANNAPOLIS, Maryland, working with RCS FINANCIAL PLANNING, LLC. Their office serves clients in the ANNAPOLIS metropolitan area and surrounding communities.

How does Thaddeus Norman Toal charge for services?

Thaddeus Norman Toal's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RCS FINANCIAL PLANNING, LLC?

RCS FINANCIAL PLANNING, LLC has approximately 3 employees and manages $199M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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