Unclaimed Profile

James Frederick Sprinkel

SCARBOROUGH ADVISORS, LLC·ANNAPOLIS, Maryland

SIE, Series 7, Series 66Clean record23 years registeredSCARBOROUGH ADVISORS, LLC

1906 TOWNE CENTRE BLVD, ANNAPOLIS, MD 21401CRD# 4503273Firm CRD# 169517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Frederick Sprinkel · ANNAPOLIS, MD

Registration

CRD #4503273 · SCARBOROUGH ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

SCARBOROUGH CAPITAL MANAGEMENT

Jan 2014 – present

SCARBOROUGH CAPITAL MANAGEMENT, INC.

Oct 2002 – Jan 2014

ANNAPOLIS, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · October 30, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SCARBOROUGH ADVISORS, LLC

CRD 169517 · SEC 801-79006

AUM

$1.2B

Regulatory assets under management

Employees

3,924 client accounts

Services offered by SCARBOROUGH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SCARBOROUGH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Frederick Sprinkel offer?

James Frederick Sprinkel specializes in Financial Planning, Investment Management. Contact their office in ANNAPOLIS, Maryland for a consultation.

What are James Frederick Sprinkel's credentials?

James Frederick Sprinkel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Frederick Sprinkel located?

James Frederick Sprinkel is based in ANNAPOLIS, Maryland, working with SCARBOROUGH ADVISORS, LLC. Their office serves clients in the ANNAPOLIS metropolitan area and surrounding communities.

How does James Frederick Sprinkel charge for services?

James Frederick Sprinkel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SCARBOROUGH ADVISORS, LLC?

SCARBOROUGH ADVISORS, LLC has approximately 19 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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