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Neal Patrick Richard

ALLEGIANCE FINANCIAL GROUP, INC.·SOUTH PORTLAND, Maine
Clean recordALLEGIANCE FINANCIAL GROUP, INC.
50 DONALD B. DEAN DRIVE, SOUTH PORTLAND, ME 04106CRD# 2229267Firm CRD# 113826

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Neal Patrick Richard · SOUTH PORTLAND, ME
Registration
CRD #2229267 · ALLEGIANCE FINANCIAL GROUP, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Neal Patrick Richard is a registered financial advisor based in SOUTH PORTLAND, Maine, affiliated with ALLEGIANCE FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ALLEGIANCE FINANCIAL GROUP, INC.
RICHARD BROTHERS, FINANCIAL ADVISORS
AUM
$130M
Regulatory assets under management
Employees
10
Total firm employees
View all advisors at ALLEGIANCE FINANCIAL GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: % OF ASSETS UNDER ADVISEMENT
Regulatory
SEC/IARD CRD# 2229267
Firm CRD# 113826
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Neal Patrick Richard offer?
Neal Patrick Richard specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SOUTH PORTLAND, Maine for a consultation.
What are Neal Patrick Richard's credentials?
Neal Patrick Richard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Neal Patrick Richard located?
Neal Patrick Richard is based in SOUTH PORTLAND, Maine, working with ALLEGIANCE FINANCIAL GROUP, INC.. Their office serves clients in the SOUTH PORTLAND metropolitan area and surrounding communities.
How does Neal Patrick Richard charge for services?
Neal Patrick Richard's firm is compensated through percentage of aum, hourly charges, subscription fees, other: % of assets under advisement. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALLEGIANCE FINANCIAL GROUP, INC.?
ALLEGIANCE FINANCIAL GROUP, INC. has approximately 10 employees and manages $130M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ALLEGIANCE FINANCIAL GROUP, INC.

Randall Jon Richard
SOUTH PORTLAND, ME

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Nearby cities in Maine
PORTLAND (131)BANGOR (22)BRUNSWICK (17)FALMOUTH (6)BAR HARBOR (6)WATERVILLE (3)NEW GLOUCESTER (3)FARMINGDALE (2)AUGUSTA (2)CAPE ELIZABETH (2)
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Research
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