ALLEGIANCE FINANCIAL GROUP, INC.

RICHARD BROTHERS, FINANCIAL ADVISORS
SOUTH PORTLAND, Maine·2 registered advisors·CRD# 113826
SEC# 801-1227180207-879-2352
01

Firm Overview

AUM
$130M
Regulatory assets under management
Employees
10
Total firm employees
Advisors
2
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: % OF ASSETS UNDER ADVISEMENT
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at ALLEGIANCE FINANCIAL GROUP, INC.

2 registered advisors
Neal Patrick Richard
SOUTH PORTLAND, Maine
Randall Jon Richard
SOUTH PORTLAND, Maine
05

Office Locations

SOUTH PORTLAND, Maine
2 advisors

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Data sourced from SEC Form ADV filings. ALLEGIANCE FINANCIAL GROUP, INC. (CRD# 113826) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.