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John Patrick Moore

HARPSWELL CAPITAL ADVISORS, LLC·NEW GLOUCESTER, Maine
Clean record12 years registeredHARPSWELL CAPITAL ADVISORS, LLC
41 CAMPUS DRIVE, NEW GLOUCESTER, ME 04260CRD# 5486450Firm CRD# 168996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Patrick Moore · NEW GLOUCESTER, ME
Registration
CRD #5486450 · HARPSWELL CAPITAL ADVISORS, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: HARPSWELL CAPITAL ADVISORS, LLC
HARPSWELL CAPITAL ADVISORS, LLC
Mar 2014 – Dec 2025
NEW GLOUCESTER, ME
02

Registrations & Exams

Registration record
First registered · March 31, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HARPSWELL CAPITAL ADVISORS, LLC
CRD 168996 · SEC 801-110825
AUM
$446M
Regulatory assets under management
Employees
7
56 client accounts
Services offered by HARPSWELL CAPITAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at HARPSWELL CAPITAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does John Patrick Moore offer?
John Patrick Moore specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.
What are John Patrick Moore's credentials?
John Patrick Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Patrick Moore located?
John Patrick Moore is based in NEW GLOUCESTER, Maine, last registered with HARPSWELL CAPITAL ADVISORS, LLC.
How does John Patrick Moore charge for services?
John Patrick Moore's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HARPSWELL CAPITAL ADVISORS, LLC?
HARPSWELL CAPITAL ADVISORS, LLC has approximately 7 employees and manages $446M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Maine
PORTLAND (79)BANGOR (18)FALMOUTH (6)SOUTH PORTLAND (5)BRUNSWICK (5)BAR HARBOR (5)WATERVILLE (3)BREWER (2)AUGUSTA (2)CAPE ELIZABETH (2)
City Guides
PORTLAND GuideBANGOR GuideFALMOUTH GuideSOUTH PORTLAND GuideBRUNSWICK Guide
Research
Advisor Fees in MaineNational Fee Analysis
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