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HARPSWELL CAPITAL ADVISORS, LLC
HARPSWELL CAPITAL ADVISORS, LLC
NEW GLOUCESTER, Maine
·
3 registered advisors
·
CRD# 168996
SEC# 801-110825
0
207-926-1380
01
Firm Overview
AUM
$446M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at HARPSWELL CAPITAL ADVISORS, LLC
3 registered advisors
John Patrick Moore
NEW GLOUCESTER, Maine
CRD# 5486450
Vanessa Michelle Bryant
NEW GLOUCESTER, Maine
CRD# 6803715
Wendy K Ralph
NEW GLOUCESTER, Maine
CRD# 2107519
05
Office Locations
NEW GLOUCESTER, Maine
3 advisors
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Data sourced from SEC Form ADV filings. HARPSWELL CAPITAL ADVISORS, LLC (CRD# 168996) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.