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John Denis Duffy

BROAD COVE CAPITAL·CUMBERLAND FORESIDE, Maine
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62 U.S. ROUTE 1, CUMBERLAND FORESIDE, ME 04110-1338CRD# 2715123Firm CRD# 305393
01

About

John Denis Duffy is a registered financial advisor based in CUMBERLAND FORESIDE, Maine, affiliated with BROAD COVE CAPITAL. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
BROAD COVE CAPITAL
BROAD COVE CAPITAL
AUM
$185M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at BROAD COVE CAPITAL →
Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2715123
Firm CRD# 305393
4 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does John Denis Duffy offer?
John Denis Duffy specializes in Investment Management, Wealth Management. Contact their office in CUMBERLAND FORESIDE, Maine for a consultation.
What are John Denis Duffy's credentials?
John Denis Duffy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Denis Duffy located?
John Denis Duffy is based in CUMBERLAND FORESIDE, Maine, working with BROAD COVE CAPITAL. Their office serves clients in the CUMBERLAND FORESIDE metropolitan area and surrounding communities.
How does John Denis Duffy charge for services?
John Denis Duffy's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROAD COVE CAPITAL?
BROAD COVE CAPITAL has approximately 3 employees and manages $185M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Maine
PORTLAND (131)BANGOR (22)BRUNSWICK (17)FALMOUTH (6)BAR HARBOR (6)
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Research
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