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Lucie Elizabeth Estabrook

BIRCHBROOK·BANGOR, Maine
Series 65Clean record15 years registeredBIRCHBROOK
82 COLUMBIA ST, BANGOR, ME 04401CRD# 5867388Firm CRD# 105164

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lucie Elizabeth Estabrook · BANGOR, ME
Registration
CRD #5867388 · BIRCHBROOK · 15 years registered
Brand Profile
Not yet started
01

Career History

BIRCHBROOK
Feb 2011 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · February 1, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BIRCHBROOK
CRD 105164 · SEC 801-36582
AUM
$245M
Regulatory assets under management
Employees
7
767 client accounts
Services offered by BIRCHBROOK
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at BIRCHBROOK →
Introduction

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05

Frequently Asked Questions

What services does Lucie Elizabeth Estabrook offer?
Lucie Elizabeth Estabrook specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BANGOR, Maine for a consultation.
What are Lucie Elizabeth Estabrook's credentials?
Lucie Elizabeth Estabrook is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lucie Elizabeth Estabrook located?
Lucie Elizabeth Estabrook is based in BANGOR, Maine, working with BIRCHBROOK. Their office serves clients in the BANGOR metropolitan area and surrounding communities.
How does Lucie Elizabeth Estabrook charge for services?
Lucie Elizabeth Estabrook's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BIRCHBROOK?
BIRCHBROOK has approximately 7 employees and manages $245M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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BANGOR, ME
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BANGOR, ME
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BANGOR, ME
Charles J Mussallem
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BANGOR, ME

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Research
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