Unclaimed Profile

David Samuel Thomas

EQUITAS CAPITAL ADVISORS,LLC·NEW ORLEANS, Louisiana

SIE, Series 3, Series 7, Series 15, Series 63, Series 6537 years registeredEQUITAS CAPITAL ADVISORS,LLC

365 CANAL STREET, NEW ORLEANS, LA 70130CRD# 717970Firm CRD# 124471

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Samuel Thomas · NEW ORLEANS, LA

Registration

CRD #717970 · EQUITAS CAPITAL ADVISORS,LLC · 37 years registered

Brand Profile

Not yet started

Career History

EQUITAS CAPITAL ADVISORS,LLC

Oct 2012 – present

PAN-AMERICAN INVESTMENT ADVISERS, INC.

Sep 2002 – Dec 2003

NEW ORLEANS, LA

PRUDENTIAL SECURITIES INCORPORATED

Mar 1989 – Sep 2002

NEW ORLEANS, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 15

Series 63

Series 65

Registration record

First registered · March 7, 1989

Years registered · 37

Disclosure History

2013Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

EQUITAS CAPITAL ADVISORS,LLC

CRD 124471 · SEC 801-61979

AUM

$217M

Regulatory assets under management

Employees

55 client accounts

Services offered by EQUITAS CAPITAL ADVISORS,LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at EQUITAS CAPITAL ADVISORS,LLC →

Introduction

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Frequently Asked Questions

What services does David Samuel Thomas offer?

David Samuel Thomas specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW ORLEANS, Louisiana for a consultation.

What are David Samuel Thomas's credentials?

David Samuel Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Samuel Thomas located?

David Samuel Thomas is based in NEW ORLEANS, Louisiana, working with EQUITAS CAPITAL ADVISORS,LLC. Their office serves clients in the NEW ORLEANS metropolitan area and surrounding communities.

How does David Samuel Thomas charge for services?

David Samuel Thomas's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQUITAS CAPITAL ADVISORS,LLC?

EQUITAS CAPITAL ADVISORS,LLC has approximately 6 employees and manages $217M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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