Unclaimed Profile

Douglas William Daniel

SUMMIT FINANCIAL WEALTH ADVISORS, LLC·LAFAYETTE, Louisiana

Series 65Clean record8 years registeredSUMMIT FINANCIAL WEALTH ADVISORS, LLC

1021 E. ST. MARY BLVD., LAFAYETTE, LA 70503CRD# 6309206Firm CRD# 171278

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas William Daniel · LAFAYETTE, LA

Registration

CRD #6309206 · SUMMIT FINANCIAL WEALTH ADVISORS, LLC · 8 years registered

Brand Profile

Not yet started

Career History

SUMMIT FINANCIAL WEALTH ADVISORS

Aug 2017 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 16, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMIT FINANCIAL WEALTH ADVISORS, LLC

CRD 171278 · SEC 801-79686

AUM

$1.4B

Regulatory assets under management

Employees

2,455 client accounts

Services offered by SUMMIT FINANCIAL WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT FINANCIAL WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas William Daniel offer?

Douglas William Daniel specializes in Financial Planning, Investment Management. Contact their office in LAFAYETTE, Louisiana for a consultation.

What are Douglas William Daniel's credentials?

Douglas William Daniel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas William Daniel located?

Douglas William Daniel is based in LAFAYETTE, Louisiana, working with SUMMIT FINANCIAL WEALTH ADVISORS, LLC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.

How does Douglas William Daniel charge for services?

Douglas William Daniel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT FINANCIAL WEALTH ADVISORS, LLC?

SUMMIT FINANCIAL WEALTH ADVISORS, LLC has approximately 20 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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