Unclaimed Profile

Charles Louis Ray

SUMMIT FINANCIAL WEALTH ADVISORS, LLC·LAFAYETTE, Louisiana

Series 7, Series 63, Series 66Clean record23 years registeredSUMMIT FINANCIAL WEALTH ADVISORS, LLC

1021 E. ST. MARY BLVD., LAFAYETTE, LA 70503CRD# 1836197Firm CRD# 171278

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Louis Ray · LAFAYETTE, LA

Registration

CRD #1836197 · SUMMIT FINANCIAL WEALTH ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

SUMMIT FINANCIAL WEALTH ADVISORS

Oct 2015 – present

FIDUCIARY INVESTMENT CONSULTANTS, LLC

Jan 2011 – Mar 2015

MONROE, LA

FPL ASSET MANAGEMENT, LLC

Aug 2002 – Oct 2015

MONROE, LA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 66

Registration record

First registered · August 30, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SUMMIT FINANCIAL WEALTH ADVISORS, LLC

CRD 171278 · SEC 801-79686

AUM

$1.4B

Regulatory assets under management

Employees

2,455 client accounts

Services offered by SUMMIT FINANCIAL WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT FINANCIAL WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Louis Ray offer?

Charles Louis Ray specializes in Financial Planning, Investment Management. Contact their office in LAFAYETTE, Louisiana for a consultation.

What are Charles Louis Ray's credentials?

Charles Louis Ray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Louis Ray located?

Charles Louis Ray is based in LAFAYETTE, Louisiana, working with SUMMIT FINANCIAL WEALTH ADVISORS, LLC. Their office serves clients in the LAFAYETTE metropolitan area and surrounding communities.

How does Charles Louis Ray charge for services?

Charles Louis Ray's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT FINANCIAL WEALTH ADVISORS, LLC?

SUMMIT FINANCIAL WEALTH ADVISORS, LLC has approximately 20 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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