Unclaimed Profile

Kevin Bernard Richardson

PELICAN INVESTMENT ADVISORS, LLC·BATON ROUGE, Louisiana

SIE, Series 6Clean record18 years registeredPELICAN INVESTMENT ADVISORS, LLC

4750 SHERWOOD COMMON BLVD, BATON ROUGE, LA 70816CRD# 5038681Firm CRD# 313227

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Bernard Richardson · BATON ROUGE, LA

Registration

CRD #5038681 · PELICAN INVESTMENT ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

PELICAN INVESTMENT ADVISORS, LLC

Jun 2021 – present

CETERA ADVISORS LLC

Jul 2018 – Nov 2019

BATON ROUGE, LA

ONEAMERICA SECURITIES, INC.

Jun 2017 – Jul 2018

BATON ROUGE, LA

ONEAMERICA SECURITIES, INC.

Oct 2007 – Jun 2014

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Registration record

First registered · October 19, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PELICAN INVESTMENT ADVISORS, LLC

CRD 313227 · SEC 801-120649

AUM

$46M

Regulatory assets under management

Employees

154 client accounts

Services offered by PELICAN INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PELICAN INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Bernard Richardson offer?

Kevin Bernard Richardson specializes in Financial Planning, Investment Management. Contact their office in BATON ROUGE, Louisiana for a consultation.

What are Kevin Bernard Richardson's credentials?

Kevin Bernard Richardson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Bernard Richardson located?

Kevin Bernard Richardson is based in BATON ROUGE, Louisiana, working with PELICAN INVESTMENT ADVISORS, LLC. Their office serves clients in the BATON ROUGE metropolitan area and surrounding communities.

How does Kevin Bernard Richardson charge for services?

Kevin Bernard Richardson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PELICAN INVESTMENT ADVISORS, LLC?

PELICAN INVESTMENT ADVISORS, LLC has approximately 8 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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