Unclaimed Profile

Joshua Louis Pesses

GOODWOOD ADVISORS, LLC·BATON ROUGE, Louisiana

Series 7, Series 63, Series 65, Series 86, Series 87Clean record13 years registeredGOODWOOD ADVISORS, LLC

450 LAUREL STREET, BATON ROUGE, LA 70801CRD# 4622927Firm CRD# 169174

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joshua Louis Pesses · BATON ROUGE, LA

Registration

CRD #4622927 · GOODWOOD ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GOODWOOD ADVISORS, LLC

GOODWOOD CAPITAL MANAGEMENT

Feb 2020 – Dec 2020

BATON ROUGE, LA

GOODWOOD ADVISORS

Oct 2013 – Mar 2019

BATON ROUGE, LA

GOODWOOD CAPITAL MANAGEMENT

Jan 2013 – Feb 2020

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · January 24, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GOODWOOD ADVISORS, LLC

CRD 169174 · SEC 801-78674

AUM

$21M

Regulatory assets under management

Employees

1 client accounts

Services offered by GOODWOOD ADVISORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at GOODWOOD ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Joshua Louis Pesses offer?

Joshua Louis Pesses specializes in Investment Management, Fee-Only Advisory.

What are Joshua Louis Pesses's credentials?

Joshua Louis Pesses is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joshua Louis Pesses located?

Joshua Louis Pesses is based in BATON ROUGE, Louisiana, last registered with GOODWOOD ADVISORS, LLC.

How does Joshua Louis Pesses charge for services?

Joshua Louis Pesses's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOODWOOD ADVISORS, LLC?

GOODWOOD ADVISORS, LLC has approximately 5 employees and manages $21M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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