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Mark Dennis Vanleeuwen

VAN LEEUWEN & ASSOCIATES, INC.·RICHMOND, Kentucky
SIE, Series 7, Series 24, Series 63Clean record27 years registeredVAN LEEUWEN & ASSOCIATES, INC.
808 WEST MAIN STREET, RICHMOND, KY 40475CRD# 1139666Firm CRD# 289463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Dennis Vanleeuwen · RICHMOND, KY
Registration
CRD #1139666 · VAN LEEUWEN & ASSOCIATES, INC. · 27 years registered
Brand Profile
Not yet started
01

Career History

VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES
Sep 2017 – present
LPL FINANCIAL LLC
Nov 2015 – Jan 2018
LEXINGTON, KY
LPL FINANCIAL LLC
Jul 2009 – Oct 2015
LEXINGTON, KY
LPL FINANCIAL CORPORATION
Sep 1998 – Jul 2009
RICHMOND, KY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Registration record
First registered · September 11, 1998
Years registered · 27
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VAN LEEUWEN & ASSOCIATES, INC.
CRD 289463 · SEC 801-111092
AUM
$378M
Regulatory assets under management
Employees
3
981 client accounts
Services offered by VAN LEEUWEN & ASSOCIATES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VAN LEEUWEN & ASSOCIATES, INC. →
Introduction

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05

Frequently Asked Questions

What services does Mark Dennis Vanleeuwen offer?
Mark Dennis Vanleeuwen specializes in Financial Planning, Investment Management. Contact their office in RICHMOND, Kentucky for a consultation.
What are Mark Dennis Vanleeuwen's credentials?
Mark Dennis Vanleeuwen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Dennis Vanleeuwen located?
Mark Dennis Vanleeuwen is based in RICHMOND, Kentucky, working with VAN LEEUWEN & ASSOCIATES, INC.. Their office serves clients in the RICHMOND metropolitan area and surrounding communities.
How does Mark Dennis Vanleeuwen charge for services?
Mark Dennis Vanleeuwen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VAN LEEUWEN & ASSOCIATES, INC.?
VAN LEEUWEN & ASSOCIATES, INC. has approximately 3 employees and manages $378M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VAN LEEUWEN & ASSOCIATES, INC.

Kristoffer Douglas Arnold
RICHMOND, KY
CFP

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Nearby cities in Kentucky
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Research
Advisor Fees in KentuckyNational Fee Analysis
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