Unclaimed Profile

Samuel Castleman Harvey

HARVEY INVESTMENT COMPANY, LLC·LOUISVILLE, Kentucky

Series 1, Series 4, Series 12, Series 16, Series 24, Series 63, Series 66Clean record25 years registeredHARVEY INVESTMENT COMPANY, LLC

297 NORTH HUBBARDS LANE, LOUISVILLE, KY 40207CRD# 239226Firm CRD# 110482

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Castleman Harvey · LOUISVILLE, KY

Registration

CRD #239226 · HARVEY INVESTMENT COMPANY, LLC · 25 years registered

Brand Profile

Not yet started

Career History

HARVEY INVESTMENT COMPANY, LLC

Nov 2000 – present

Registrations & Exams

FINRA examinations passed

Series 1

Series 4

Series 12

Series 16

Series 24

Series 63

Series 66

Registration record

First registered · November 6, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARVEY INVESTMENT COMPANY, LLC

CRD 110482 · SEC 801-58031

AUM

$913M

Regulatory assets under management

Employees

264 client accounts

Services offered by HARVEY INVESTMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HARVEY INVESTMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Samuel Castleman Harvey offer?

Samuel Castleman Harvey specializes in Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Samuel Castleman Harvey's credentials?

Samuel Castleman Harvey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Castleman Harvey located?

Samuel Castleman Harvey is based in LOUISVILLE, Kentucky, working with HARVEY INVESTMENT COMPANY, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Samuel Castleman Harvey charge for services?

Samuel Castleman Harvey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARVEY INVESTMENT COMPANY, LLC?

HARVEY INVESTMENT COMPANY, LLC has approximately 4 employees and manages $913M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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