Unclaimed Profile

Ronald Dean Butt

ARGI INVESTMENT SERVICES, LLC·LOUISVILLE, Kentucky

Series 6, Series 7, Series 24, Series 26, Series 51, Series 6322 years registeredARGI INVESTMENT SERVICES, LLC

2110 HIGH WICKHAM PLACE, LOUISVILLE, KY 40245CRD# 1160635Firm CRD# 151916

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Dean Butt · LOUISVILLE, KY

Registration

CRD #1160635 · ARGI INVESTMENT SERVICES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARGI INVESTMENT SERVICES, LLC

ARGI INVESTMENT SERVICES, LLC

Jan 2010 – Apr 2023

LOUISVILLE, KY

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Aug 2003 – May 2013

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 26

Series 51

Series 63

Registration record

First registered · August 19, 2003

Years registered · 22

Disclosure History

2009Customer Dispute·Closed-No Action

2003Customer Dispute·Denied

2001Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CERITY PARTNERS OCIO LLC

CRD 151916 · SEC 801-70888

AUM

$15.0B

Regulatory assets under management

Employees

51 client accounts

Services offered by CERITY PARTNERS OCIO LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at CERITY PARTNERS OCIO LLC →

Introduction

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Frequently Asked Questions

What services does Ronald Dean Butt offer?

Ronald Dean Butt specializes in Investment Management, Retirement Planning, Wealth Management.

What are Ronald Dean Butt's credentials?

Ronald Dean Butt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Dean Butt located?

Ronald Dean Butt is based in LOUISVILLE, Kentucky, last registered with ARGI INVESTMENT SERVICES, LLC.

How does Ronald Dean Butt charge for services?

Ronald Dean Butt's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARGI INVESTMENT SERVICES, LLC?

ARGI INVESTMENT SERVICES, LLC has approximately 54 employees and manages $15.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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