Unclaimed Profile

Dustin Stanley

STRATEGIC WEALTH INVESTMENT GROUP, LLC·LOUISVILLE, Kentucky

Series 6511 years registeredSTRATEGIC WEALTH INVESTMENT GROUP, LLC

500 N. HURSTBOURNE PARKWAY, LOUISVILLE, KY 40222CRD# 6402870Firm CRD# 165474

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dustin Stanley · LOUISVILLE, KY

Registration

CRD #6402870 · STRATEGIC WEALTH INVESTMENT GROUP, LLC · 11 years registered

Brand Profile

Not yet started

Career History

ALPHASTAR CAPITAL MANAGEMENT

Dec 2025 – present

PRIME CAPITAL FINANCIAL

Feb 2025 – Oct 2025

Tallahassee, FL

STRATEGIC WEALTH INVESTMENT GROUP, LLC

Dec 2014 – Feb 2025

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 2, 2014

Years registered · 11

Disclosure History

2025Civil·Pending

2025Customer Dispute·Pending

2025Employment Separation After Allegations

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

STRATEGIC WEALTH INVESTMENT GROUP, LLC

CRD 165474 · SEC 801-117642

AUM

$901M

Regulatory assets under management

Employees

22,963 client accounts

Services offered by STRATEGIC WEALTH INVESTMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STRATEGIC WEALTH INVESTMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Dustin Stanley offer?

Dustin Stanley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Dustin Stanley's credentials?

Dustin Stanley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dustin Stanley located?

Dustin Stanley is based in LOUISVILLE, Kentucky, working with STRATEGIC WEALTH INVESTMENT GROUP, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Dustin Stanley charge for services?

Dustin Stanley's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC WEALTH INVESTMENT GROUP, LLC?

STRATEGIC WEALTH INVESTMENT GROUP, LLC has approximately 76 employees and manages $901M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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