AdvisorOS Directory
Claim Profile
BC

Billy Joe Carroll

BALLAST, INC.·LEXINGTON, Kentucky
Unclaimed Profile
360 E. VINE STREET, LEXINGTON, KY 40507CRD# 2971924Firm CRD# 152695
01

About

Billy Joe Carroll is a registered financial advisor based in LEXINGTON, Kentucky, affiliated with BALLAST, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
BALLAST, INC.
BALLAST, INC.
AUM
$544M
Regulatory assets under management
Employees
12
Total firm employees
View all advisors at BALLAST, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: PERCENTAGE OF CLIENT'S NET WORTH
Regulatory
SEC/IARD CRD# 2971924
Firm CRD# 152695
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in LEXINGTON?

Browse all registered financial advisors in LEXINGTON, Kentucky or claim this profile if it's yours.

Browse LEXINGTON AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Billy Joe Carroll offer?
Billy Joe Carroll specializes in Financial Planning, Investment Management. Contact their office in LEXINGTON, Kentucky for a consultation.
What are Billy Joe Carroll's credentials?
Billy Joe Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Billy Joe Carroll located?
Billy Joe Carroll is based in LEXINGTON, Kentucky, working with BALLAST, INC.. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.
How does Billy Joe Carroll charge for services?
Billy Joe Carroll's firm is compensated through percentage of aum, hourly charges, subscription fees, other: percentage of client's net worth. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BALLAST, INC.?
BALLAST, INC. has approximately 12 employees and manages $544M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in LEXINGTON
Justin George Sautter — RUSSELL CAPITAL MANAGEMENT, LLCThomas Parmelee Dupree — DUPREE FINANCIAL GROUP, LLCElizabeth Host Dupree — DUPREE FINANCIAL GROUP, LLCMargaret Lee Grider — DUPREE FINANCIAL GROUP, LLCGuy Bradley — DUPREE & COMPANY, INC.
Nearby cities in Kentucky
LOUISVILLE (242)COVINGTON (53)FT. WRIGHT (21)PROSPECT (9)BOWLING GREEN (7)
City Guides
LOUISVILLE GuideCOVINGTON GuideFT. WRIGHT GuidePROSPECT GuideBOWLING GREEN Guide
Research
Advisor Fees in KentuckyNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile