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Daniel Joseph Klein

LOCKSHIELD PARTNERS, INC.·GLASGOW, Kentucky
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301 SOUTH BROADWAY, GLASGOW, KY 42141CRD# 3213917Firm CRD# 175433
01

About

Daniel Joseph Klein is a registered financial advisor based in GLASGOW, Kentucky, affiliated with LOCKSHIELD PARTNERS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
LOCKSHIELD PARTNERS, INC.
LOCKSHIELD PARTNERS, INC.
AUM
$201M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at LOCKSHIELD PARTNERS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 3213917
Firm CRD# 175433
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Daniel Joseph Klein offer?
Daniel Joseph Klein specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GLASGOW, Kentucky for a consultation.
What are Daniel Joseph Klein's credentials?
Daniel Joseph Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Joseph Klein located?
Daniel Joseph Klein is based in GLASGOW, Kentucky, working with LOCKSHIELD PARTNERS, INC.. Their office serves clients in the GLASGOW metropolitan area and surrounding communities.
How does Daniel Joseph Klein charge for services?
Daniel Joseph Klein's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOCKSHIELD PARTNERS, INC.?
LOCKSHIELD PARTNERS, INC. has approximately 7 employees and manages $201M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in GLASGOW
Jeremiah Warren Harston — LOCKSHIELD PARTNERS, INC.
Nearby cities in Kentucky
LOUISVILLE (242)LEXINGTON (106)COVINGTON (53)FT. WRIGHT (21)PROSPECT (9)
City Guides
LOUISVILLE GuideLEXINGTON GuideCOVINGTON GuideFT. WRIGHT GuidePROSPECT Guide
Research
Advisor Fees in KentuckyNational Fee Analysis
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