Unclaimed Profile

Thomas James Ritter

JOURNEY ADVISORY GROUP, LLC·COVINGTON, Kentucky

SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean record18 years registeredJOURNEY ADVISORY GROUP, LLC

15 WEST 5TH ST, COVINGTON, KY 41011CRD# 1547282Firm CRD# 171919

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas James Ritter · COVINGTON, KY

Registration

CRD #1547282 · JOURNEY ADVISORY GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JOURNEY ADVISORY GROUP, LLC

CHANNEL ISLANDS GROUP

Apr 2019 – Apr 2021

COVINGTON, KY

WADDELL & REED

Nov 2015 – Feb 2019

OVERLAND PARK, KS

CAPITAL ANALYSTS

Jun 2012 – Nov 2015

CINCINNATI, OH

LINCOLN INVESTMENT PLANNING, LLC

Jun 2012 – Nov 2015

CINCINNATI, OH

CAPITAL ANALYSTS INCORPORATED

May 2010 – Jun 2012

CINCINNATI, OH

GREAT AMERICAN ADVISORS, INC.

Feb 2008 – May 2010

CINCINNATI, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · February 6, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JOURNEY ADVISORY GROUP, LLC

CRD 171919 · SEC 801-79934

AUM

$1.0B

Regulatory assets under management

Employees

1,692 client accounts

Services offered by JOURNEY ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JOURNEY ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas James Ritter offer?

Thomas James Ritter specializes in Financial Planning, Investment Management.

What are Thomas James Ritter's credentials?

Thomas James Ritter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas James Ritter located?

Thomas James Ritter is based in COVINGTON, Kentucky, last registered with JOURNEY ADVISORY GROUP, LLC.

How does Thomas James Ritter charge for services?

Thomas James Ritter's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JOURNEY ADVISORY GROUP, LLC?

JOURNEY ADVISORY GROUP, LLC has approximately 20 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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