Unclaimed Profile

Thomas Mark Douglass

DOUGLASS INVESTMENT GROUP LLC·WICHITA, Kansas

SIE, Series 7, Series 9, Series 10, Series 66CFPClean record27 years registeredDOUGLASS INVESTMENT GROUP LLC

9412 EAST CENTRAL AVENUE, WICHITA, KS 67206CRD# 3084341Firm CRD# 331223

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Mark Douglass · WICHITA, KS

Registration

CRD #3084341 · DOUGLASS INVESTMENT GROUP LLC · 27 years registered

Brand Profile

Not yet started

Career History

DOUGLASS INVESTMENT GROUP

Jul 2024 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Apr 2017 – Jul 2024

WICHITA, KS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Mar 2015 – Apr 2017

WICHITA, KS

WELLS FARGO ADVISORS, LLC

Jul 2003 – Mar 2015

WICHITA, KS

PRUDENTIAL SECURITIES INCORPORATED

Jan 2003 – Jul 2003

WICHITA, KS

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Sep 1998 – Jan 2003

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · September 17, 1998

Years registered · 27

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOUGLASS INVESTMENT GROUP LLC

CRD 331223 · SEC 801-130445

AUM

$162M

Regulatory assets under management

Employees

596 client accounts

Services offered by DOUGLASS INVESTMENT GROUP LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DOUGLASS INVESTMENT GROUP LLC →

Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WICHITA?

Browse all registered financial advisors in WICHITA, Kansas or claim this profile if it's yours.

Browse WICHITA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Thomas Mark Douglass offer?

Thomas Mark Douglass specializes in Investment Management, Fee-Only Advisory. Contact their office in WICHITA, Kansas for a consultation.

What are Thomas Mark Douglass's credentials?

Thomas Mark Douglass holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Mark Douglass located?

Thomas Mark Douglass is based in WICHITA, Kansas, working with DOUGLASS INVESTMENT GROUP LLC. Their office serves clients in the WICHITA metropolitan area and surrounding communities.

How does Thomas Mark Douglass charge for services?

Thomas Mark Douglass's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOUGLASS INVESTMENT GROUP LLC?

DOUGLASS INVESTMENT GROUP LLC has approximately 3 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →