Unclaimed Profile

Roger Wayne Shumaker

NEXT GENERATION INVESTING, LLC·TOPEKA, Kansas

SIE, Series 6, Series 7, Series 63, Series 65Clean record22 years registeredNEXT GENERATION INVESTING, LLC

5909 SW 28TH ST. #100, TOPEKA, KS 66614CRD# 2890290Firm CRD# 149017

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Wayne Shumaker · TOPEKA, KS

Registration

CRD #2890290 · NEXT GENERATION INVESTING, LLC · 22 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Nov 2025 – present

NEXT GENERATION INVESTING, LLC

Mar 2009 – present

NEXT FINANCIAL GROUP, INC.

Sep 2006 – Sep 2014

TOPEKA, KS

USA FINANCIAL SECURITIES CORPORATION

Sep 2003 – Sep 2006

TOPEKA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · September 24, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NEXT GENERATION INVESTING, LLC

CRD 149017 · SEC 801-122399

AUM

$128M

Regulatory assets under management

Employees

250 client accounts

Services offered by NEXT GENERATION INVESTING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NEXT GENERATION INVESTING, LLC →

Introduction

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Frequently Asked Questions

What services does Roger Wayne Shumaker offer?

Roger Wayne Shumaker specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TOPEKA, Kansas for a consultation.

What are Roger Wayne Shumaker's credentials?

Roger Wayne Shumaker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Wayne Shumaker located?

Roger Wayne Shumaker is based in TOPEKA, Kansas, working with NEXT GENERATION INVESTING, LLC. Their office serves clients in the TOPEKA metropolitan area and surrounding communities.

How does Roger Wayne Shumaker charge for services?

Roger Wayne Shumaker's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NEXT GENERATION INVESTING, LLC?

NEXT GENERATION INVESTING, LLC has approximately 3 employees and manages $128M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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