Unclaimed Profile

Donald Gene Schwart

CORNERSTONE ADVISORS, LLC·TOPEKA, Kansas

SIE, Series 1, Series 24, Series 27, Series 53, Series 63, Series 6525 years registeredCORNERSTONE ADVISORS, LLC

6540 SW 10TH AVENUE, TOPEKA, KS 66615CRD# 416174Firm CRD# 114510

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Donald Gene Schwart · TOPEKA, KS

Registration

CRD #416174 · CORNERSTONE ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CORNERSTONE ADVISORS, LLC

CORNERSTONE ADVISORS

Aug 2000 – Nov 2023

TOPEKA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 24

Series 27

Series 53

Series 63

Series 65

Registration record

First registered · August 30, 2000

Years registered · 25

Disclosure History

2005Customer Dispute·Settled

1996Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CORNERSTONE ADVISORS, LLC

CRD 114510 · SEC 801-110649

AUM

$218M

Regulatory assets under management

Employees

1,099 client accounts

Services offered by CORNERSTONE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CORNERSTONE ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Donald Gene Schwart offer?

Donald Gene Schwart specializes in Financial Planning, Investment Management.

What are Donald Gene Schwart's credentials?

Donald Gene Schwart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Donald Gene Schwart located?

Donald Gene Schwart is based in TOPEKA, Kansas, last registered with CORNERSTONE ADVISORS, LLC.

How does Donald Gene Schwart charge for services?

Donald Gene Schwart's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CORNERSTONE ADVISORS, LLC?

CORNERSTONE ADVISORS, LLC has approximately 2 employees and manages $218M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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