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James Micheal Heeney

AE WEALTH MANAGEMENT, LLC·TOPEKA, Kansas
SIE, Series 7, Series 24, Series 63AE WEALTH MANAGEMENT, LLC
2950 SW MCCLURE ROAD, TOPEKA, KS 66614CRD# 3019122Firm CRD# 282580

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Micheal Heeney · TOPEKA, KS
Registration
CRD #3019122 · AE WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
AE WEALTH MANAGEMENT, LLC
CRD 282580 · SEC 801-107319
AUM
$27.1B
Regulatory assets under management
Employees
578
277,294 client accounts
Services offered by AE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at AE WEALTH MANAGEMENT, LLC →
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04

Frequently Asked Questions

What services does James Micheal Heeney offer?
James Micheal Heeney specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TOPEKA, Kansas for a consultation.
What are James Micheal Heeney's credentials?
James Micheal Heeney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Micheal Heeney located?
James Micheal Heeney is based in TOPEKA, Kansas, working with AE WEALTH MANAGEMENT, LLC. Their office serves clients in the TOPEKA metropolitan area and surrounding communities.
How does James Micheal Heeney charge for services?
James Micheal Heeney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AE WEALTH MANAGEMENT, LLC?
AE WEALTH MANAGEMENT, LLC has approximately 578 employees and manages $27.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AE WEALTH MANAGEMENT, LLC

David Robb Wolfe
TOPEKA, KS
Nicholas Paul Schilling
TOPEKA, KS
Caleb Dean Crook
TOPEKA, KS
Christopher Blake Radford
TOPEKA, KS

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