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Carl R Carlson

CARLSON & COMPANY FINANCIAL SERVICES, LLC·TOPEKA, Kansas
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1201 SW OAKLEY AVENUE, TOPEKA, KS 66604CRD# 5802320Firm CRD# 295907
01

About

Carl R Carlson is a registered financial advisor based in TOPEKA, Kansas, affiliated with CARLSON & COMPANY FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CARLSON & COMPANY FINANCIAL SERVICES, LLC
CARLSON FINANCIAL
AUM
$509M
Regulatory assets under management
Employees
27
Total firm employees
View all advisors at CARLSON & COMPANY FINANCIAL SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Other: COMMISSIONS ON INSURANCE PRODUCT SALES
Regulatory
SEC/IARD CRD# 5802320
Firm CRD# 295907
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Carl R Carlson offer?
Carl R Carlson specializes in Financial Planning, Investment Management. Contact their office in TOPEKA, Kansas for a consultation.
What are Carl R Carlson's credentials?
Carl R Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carl R Carlson located?
Carl R Carlson is based in TOPEKA, Kansas, working with CARLSON & COMPANY FINANCIAL SERVICES, LLC. Their office serves clients in the TOPEKA metropolitan area and surrounding communities.
How does Carl R Carlson charge for services?
Carl R Carlson's firm is compensated through percentage of aum, other: commissions on insurance product sales. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARLSON & COMPANY FINANCIAL SERVICES, LLC?
CARLSON & COMPANY FINANCIAL SERVICES, LLC has approximately 27 employees and manages $509M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Debra Ann Clayton — CLAYTON FINANCIAL SERVICES INCRandy Joe Clayton — CLAYTON FINANCIAL SERVICES INCJames Micheal Heeney — AE WEALTH MANAGEMENT, LLCTheresa Ann Muller — CARLSON & COMPANY FINANCIAL SERVICES, LLCM. Danyse Ford — CORNERSTONE ADVISORS, LLC
Nearby cities in Kansas
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City Guides
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Research
Advisor Fees in KansasNational Fee Analysis
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