Unclaimed Profile

Carl R Carlson

CARLSON & COMPANY FINANCIAL SERVICES, LLC·TOPEKA, Kansas

Series 6, Series 63, Series 65Clean record14 years registeredCARLSON & COMPANY FINANCIAL SERVICES, LLC

1201 SW OAKLEY AVENUE, TOPEKA, KS 66604CRD# 5802320Firm CRD# 295907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl R Carlson · TOPEKA, KS

Registration

CRD #5802320 · CARLSON & COMPANY FINANCIAL SERVICES, LLC · 14 years registered

Brand Profile

Not yet started

Career History

CARLSON FINANCIAL

Jan 2022 – present

CARLSON FINANCIAL

Oct 2018 – Dec 2021

TOPEKA, KS

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Apr 2012 – May 2019

TOPEKA, KS

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · April 20, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARLSON & COMPANY FINANCIAL SERVICES, LLC

CRD 295907 · SEC 801-113595

AUM

$509M

Regulatory assets under management

Employees

2,779 client accounts

Services offered by CARLSON & COMPANY FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARLSON & COMPANY FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Carl R Carlson offer?

Carl R Carlson specializes in Financial Planning, Investment Management. Contact their office in TOPEKA, Kansas for a consultation.

What are Carl R Carlson's credentials?

Carl R Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl R Carlson located?

Carl R Carlson is based in TOPEKA, Kansas, working with CARLSON & COMPANY FINANCIAL SERVICES, LLC. Their office serves clients in the TOPEKA metropolitan area and surrounding communities.

How does Carl R Carlson charge for services?

Carl R Carlson's firm is compensated through percentage of aum, other: commissions on insurance product sales. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARLSON & COMPANY FINANCIAL SERVICES, LLC?

CARLSON & COMPANY FINANCIAL SERVICES, LLC has approximately 27 employees and manages $509M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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