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Carl R Carlson

CARLSON & COMPANY FINANCIAL SERVICES, LLC·TOPEKA, Kansas
Clean recordCARLSON & COMPANY FINANCIAL SERVICES, LLC
1201 SW OAKLEY AVENUE, TOPEKA, KS 66604CRD# 5802320Firm CRD# 295907

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carl R Carlson · TOPEKA, KS
Registration
CRD #5802320 · CARLSON & COMPANY FINANCIAL SERVICES, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Carl R Carlson is a registered financial advisor based in TOPEKA, Kansas, affiliated with CARLSON & COMPANY FINANCIAL SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
CARLSON & COMPANY FINANCIAL SERVICES, LLC
CARLSON FINANCIAL
AUM
$509M
Regulatory assets under management
Employees
27
Total firm employees
View all advisors at CARLSON & COMPANY FINANCIAL SERVICES, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Other: COMMISSIONS ON INSURANCE PRODUCT SALES
Regulatory
SEC/IARD CRD# 5802320
Firm CRD# 295907
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Carl R Carlson offer?
Carl R Carlson specializes in Financial Planning, Investment Management. Contact their office in TOPEKA, Kansas for a consultation.
What are Carl R Carlson's credentials?
Carl R Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carl R Carlson located?
Carl R Carlson is based in TOPEKA, Kansas, working with CARLSON & COMPANY FINANCIAL SERVICES, LLC. Their office serves clients in the TOPEKA metropolitan area and surrounding communities.
How does Carl R Carlson charge for services?
Carl R Carlson's firm is compensated through percentage of aum, other: commissions on insurance product sales. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARLSON & COMPANY FINANCIAL SERVICES, LLC?
CARLSON & COMPANY FINANCIAL SERVICES, LLC has approximately 27 employees and manages $509M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CARLSON & COMPANY FINANCIAL SERVICES, LLC

Daniel Eugene Moylan
TOPEKA, KS
Theresa Ann Muller
TOPEKA, KS
Scott Michael Rinehart
TOPEKA, KS

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