Unclaimed Profile

Stephen Jay Freidell

CENTRAL STATES CAPITAL MARKETS, LLC·PRAIRIE VILLAGE, Kansas

SIE, Series 7, Series 6618 years registeredCENTRAL STATES CAPITAL MARKETS, LLC

4200 W 83RD STREET, PRAIRIE VILLAGE, KS 66208CRD# 5194129Firm CRD# 155291

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Jay Freidell · PRAIRIE VILLAGE, KS

Registration

CRD #5194129 · CENTRAL STATES CAPITAL MARKETS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CENTRAL STATES CAPITAL MARKETS, LLC

CENTRAL STATES CAPITAL MARKETS, LLC

Apr 2016 – May 2025

PRAIRIE VILLAGE, KS

CENTRAL STATES CAPITAL MARKETS, LLC

Sep 2011 – Sep 2015

PRAIRIE VILLAGE, KS

DEWAAY ADVISORY

Jan 2008 – Nov 2011

KANSAS CITY, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 3, 2008

Years registered · 18

Disclosure History

2006Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CENTRAL STATES CAPITAL MARKETS, LLC

CRD 155291 · SEC 801-79295

AUM

$20M

Regulatory assets under management

Employees

49 client accounts

Services offered by CENTRAL STATES CAPITAL MARKETS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CENTRAL STATES CAPITAL MARKETS, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Jay Freidell offer?

Stephen Jay Freidell specializes in Investment Management, Wealth Management.

What are Stephen Jay Freidell's credentials?

Stephen Jay Freidell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Jay Freidell located?

Stephen Jay Freidell is based in PRAIRIE VILLAGE, Kansas, last registered with CENTRAL STATES CAPITAL MARKETS, LLC.

How does Stephen Jay Freidell charge for services?

Stephen Jay Freidell's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CENTRAL STATES CAPITAL MARKETS, LLC?

CENTRAL STATES CAPITAL MARKETS, LLC has approximately 4 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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