Unclaimed Profile

Dale Robert Pfeifer

CENTRAL STATES CAPITAL MARKETS, LLC·PRAIRIE VILLAGE, Kansas

SIE, Series 7, Series 24, Series 52, Series 63, Series 65Clean record12 years registeredCENTRAL STATES CAPITAL MARKETS, LLC

4200 W 83RD STREET, PRAIRIE VILLAGE, KS 66208CRD# 2460854Firm CRD# 155291

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dale Robert Pfeifer · PRAIRIE VILLAGE, KS

Registration

CRD #2460854 · CENTRAL STATES CAPITAL MARKETS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

WESTWARD INVESTMENT ADVISORY

Feb 2016 – present

CENTRAL STATES CAPITAL MARKETS, LLC

Aug 2016 – Jan 2020

PRAIRIE VILLAGE, KS

CENTRAL STATES CAPITAL MARKETS, LLC

Feb 2014 – Sep 2015

PRAIRIE VILLAGE, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52

Series 63

Series 65

Registration record

First registered · February 7, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CENTRAL STATES CAPITAL MARKETS, LLC

CRD 155291 · SEC 801-79295

AUM

$20M

Regulatory assets under management

Employees

49 client accounts

Services offered by CENTRAL STATES CAPITAL MARKETS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CENTRAL STATES CAPITAL MARKETS, LLC →

Introduction

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Frequently Asked Questions

What services does Dale Robert Pfeifer offer?

Dale Robert Pfeifer specializes in Investment Management, Wealth Management. Contact their office in PRAIRIE VILLAGE, Kansas for a consultation.

What are Dale Robert Pfeifer's credentials?

Dale Robert Pfeifer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dale Robert Pfeifer located?

Dale Robert Pfeifer is based in PRAIRIE VILLAGE, Kansas, working with CENTRAL STATES CAPITAL MARKETS, LLC. Their office serves clients in the PRAIRIE VILLAGE metropolitan area and surrounding communities.

How does Dale Robert Pfeifer charge for services?

Dale Robert Pfeifer's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CENTRAL STATES CAPITAL MARKETS, LLC?

CENTRAL STATES CAPITAL MARKETS, LLC has approximately 4 employees and manages $20M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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