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James Michael Holcomb

WESTWARD INVESTMENT ADVISORY, LLC·PRAIRIE VILLAGE, Kansas
SIE, Series 6, Series 7, Series 52, Series 63, Series 66Clean record11 years registeredWESTWARD INVESTMENT ADVISORY, LLC
4200 W. 83RD STREET, PRAIRIE VILLAGE, KS 66208CRD# 2200239Firm CRD# 281742

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Michael Holcomb · PRAIRIE VILLAGE, KS
Registration
CRD #2200239 · WESTWARD INVESTMENT ADVISORY, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

WESTWARD INVESTMENT ADVISORY
Feb 2016 – present
COMPASS CAPITAL CORPORATION
Sep 2014 – Sep 2015
MILWAUKEE, WI
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 52
Series 63
Series 66
Registration record
First registered · September 2, 2014
Years registered · 11
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WESTWARD INVESTMENT ADVISORY, LLC
CRD 281742 · SEC 801-118800
AUM
$397M
Regulatory assets under management
Employees
5
53 client accounts
Services offered by WESTWARD INVESTMENT ADVISORY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WESTWARD INVESTMENT ADVISORY, LLC →
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05

Frequently Asked Questions

What services does James Michael Holcomb offer?
James Michael Holcomb specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PRAIRIE VILLAGE, Kansas for a consultation.
What are James Michael Holcomb's credentials?
James Michael Holcomb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Michael Holcomb located?
James Michael Holcomb is based in PRAIRIE VILLAGE, Kansas, working with WESTWARD INVESTMENT ADVISORY, LLC. Their office serves clients in the PRAIRIE VILLAGE metropolitan area and surrounding communities.
How does James Michael Holcomb charge for services?
James Michael Holcomb's firm is compensated through percentage of aum, hourly charges, subscription fees, other: consulting services for fee for service basis. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WESTWARD INVESTMENT ADVISORY, LLC?
WESTWARD INVESTMENT ADVISORY, LLC has approximately 5 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WESTWARD INVESTMENT ADVISORY, LLC

Casey Patrick Mcliney
PRAIRIE VILLAGE, KS

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