Unclaimed Profile

Tim David Hakes

PRIME CAPITAL INVESTMENT ADVISORS, LLC·OVERLAND PARK, Kansas

SIE, Series 7, Series 24, Series 63, Series 6623 years registeredPRIME CAPITAL INVESTMENT ADVISORS, LLC

6201 COLLEGE BLVD., OVERLAND PARK, KS 66211CRD# 2399374Firm CRD# 288712

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tim David Hakes · OVERLAND PARK, KS

Registration

CRD #2399374 · PRIME CAPITAL INVESTMENT ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Jun 2017 – present

FIDUCIARY INVESTMENT TRUSTS, LLC

Jul 2018 – Apr 2023

OVERLAND PARK, KS

MASON JAMES ASSET MANAGEMENT, INC.

Dec 2003 – Dec 2006

OVERLAND PARK, KS

LAWING FINANCIAL INC

May 2003 – Dec 2017

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · May 27, 2003

Years registered · 23

Disclosure History

2024Customer Dispute·Closed-No Action

2010Customer Dispute·Settled

2003Customer Dispute·Denied

2002Customer Dispute·Denied

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PRIME CAPITAL INVESTMENT ADVISORS, LLC

CRD 288712 · SEC 801-110709

AUM

$24.4B

Regulatory assets under management

Employees

353

30,635 client accounts

Services offered by PRIME CAPITAL INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRIME CAPITAL INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Tim David Hakes offer?

Tim David Hakes specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Tim David Hakes's credentials?

Tim David Hakes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tim David Hakes located?

Tim David Hakes is based in OVERLAND PARK, Kansas, working with PRIME CAPITAL INVESTMENT ADVISORS, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Tim David Hakes charge for services?

Tim David Hakes's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: seminar fees, promoter fees, subscription fee financial plans. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIME CAPITAL INVESTMENT ADVISORS, LLC?

PRIME CAPITAL INVESTMENT ADVISORS, LLC has approximately 353 employees and manages $24.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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