Unclaimed Profile

Stuart Carlton Berkley

FINANCIAL COUNSELORS INC·OVERLAND PARK, Kansas

Series 65Clean record25 years registeredFINANCIAL COUNSELORS INC

5901 COLLEGE BOULEVARD, OVERLAND PARK, KS 66211CRD# 4356594Firm CRD# 106398

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stuart Carlton Berkley · OVERLAND PARK, KS

Registration

CRD #4356594 · FINANCIAL COUNSELORS INC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL COUNSELORS INC

FCI ADVISORS

Jan 2001 – Jul 2025

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 19, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINANCIAL COUNSELORS INC

CRD 106398 · SEC 801-48195

AUM

$15.1B

Regulatory assets under management

Employees

14,421 client accounts

Services offered by FINANCIAL COUNSELORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FINANCIAL COUNSELORS INC →

Introduction

Speak with Stuart

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stuart is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in OVERLAND PARK?

Browse all registered financial advisors in OVERLAND PARK, Kansas or claim this profile if it's yours.

Browse OVERLAND PARK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Stuart Carlton Berkley offer?

Stuart Carlton Berkley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Stuart Carlton Berkley's credentials?

Stuart Carlton Berkley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stuart Carlton Berkley located?

Stuart Carlton Berkley is based in OVERLAND PARK, Kansas, last registered with FINANCIAL COUNSELORS INC.

How does Stuart Carlton Berkley charge for services?

Stuart Carlton Berkley's firm is compensated through percentage of aum, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL COUNSELORS INC?

FINANCIAL COUNSELORS INC has approximately 68 employees and manages $15.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →