Unclaimed Profile

Scott W Liggett

LAWING FINANCIAL INC·OVERLAND PARK, Kansas

SIE, Series 6, Series 63, Series 6520 years registeredLAWING FINANCIAL INC

6201 COLLEGE BLVD, OVERLAND PARK, KS 66211CRD# 5132168Firm CRD# 117178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott W Liggett · OVERLAND PARK, KS

Registration

CRD #5132168 · LAWING FINANCIAL INC · 20 years registered

Brand Profile

Not yet started

Career History

PRIME CAPITAL FINANCIAL

Aug 2017 – present

LAWING FINANCIAL INC

Jun 2006 – Oct 2017

OVERLAND PARK, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · June 5, 2006

Years registered · 20

Disclosure History

2004Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LAWING FINANCIAL INC

CRD 117178 · SEC 801-66270

AUM

$3.1B

Regulatory assets under management

Employees

125

2,334 client accounts

Services offered by LAWING FINANCIAL INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at LAWING FINANCIAL INC →

Introduction

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Frequently Asked Questions

What services does Scott W Liggett offer?

Scott W Liggett specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Scott W Liggett's credentials?

Scott W Liggett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott W Liggett located?

Scott W Liggett is based in OVERLAND PARK, Kansas, working with LAWING FINANCIAL INC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Scott W Liggett charge for services?

Scott W Liggett's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor fees, seminars for fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAWING FINANCIAL INC?

LAWING FINANCIAL INC has approximately 125 employees and manages $3.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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