Unclaimed Profile

Dennis Leon Wallace

FORTUNE FINANCIAL ADVISORS, LLC·OVERLAND PARK, Kansas

Series 7, Series 63, Series 6527 years registeredFORTUNE FINANCIAL ADVISORS, LLC

11600 COLLEGE BLVD, OVERLAND PARK, KS 66210CRD# 1971959Firm CRD# 145799

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Leon Wallace · OVERLAND PARK, KS

Registration

CRD #1971959 · FORTUNE FINANCIAL ADVISORS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

FORTUNE FINANCIAL ADVISORS, LLC

Dec 2008 – present

MULTI-FINANCIAL SECURITIES CORPORATION

Jan 2004 – Jan 2008

OVERLAND PARK, KS

PROSPERITY NETWORK, INC

May 2002 – Dec 2004

OVERLAND PARK, KS

VESTAX SECURITIES CORPORATION

Mar 1999 – Jan 2004

OLATHE, KS

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 18, 1999

Years registered · 27

Disclosure History

2004Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FORTUNE FINANCIAL ADVISORS, LLC

CRD 145799 · SEC 801-78728

AUM

$369M

Regulatory assets under management

Employees

787 client accounts

Services offered by FORTUNE FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORTUNE FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Leon Wallace offer?

Dennis Leon Wallace specializes in Financial Planning, Investment Management. Contact their office in OVERLAND PARK, Kansas for a consultation.

What are Dennis Leon Wallace's credentials?

Dennis Leon Wallace is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Leon Wallace located?

Dennis Leon Wallace is based in OVERLAND PARK, Kansas, working with FORTUNE FINANCIAL ADVISORS, LLC. Their office serves clients in the OVERLAND PARK metropolitan area and surrounding communities.

How does Dennis Leon Wallace charge for services?

Dennis Leon Wallace's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORTUNE FINANCIAL ADVISORS, LLC?

FORTUNE FINANCIAL ADVISORS, LLC has approximately 8 employees and manages $369M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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